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  • Exam Code: IIA-CFSA-BANK
  • Exam Name: Certified Financial Services Auditor - Banking
  • Updated: Sep 06, 2026
  • Q & A: 0 Questions and Answers
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  • Exam Code: IIA-CFSA-BANK
  • Exam Name: Certified Financial Services Auditor - Banking
  • Updated: Sep 06, 2026
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  • Exam Code: IIA-CFSA-BANK
  • Exam Name: Certified Financial Services Auditor - Banking
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IIA IIA-CFSA-BANK Exam Syllabus Topics:

SectionWeightObjectives
Topic 1: Banking Discipline20%- Banking-specific knowledge
  • 1. Bank governance and regulatory expectations
    • 2. Credit risk management
      • 3. Liquidity risk
        • 4. Capital management
          • 5. Interest rate risk
            • 6. Asset and liability management
              Topic 2: Regulatory Environment15%- Banking regulations and compliance
              • 1. Capital adequacy and risk management requirements
                • 2. Anti-money laundering requirements
                  • 3. Consumer protection regulations
                    • 4. Regulatory agencies and oversight
                      Topic 3: Auditing Financial Services Processes15%- Operational auditing
                      • 1. Deposit operations
                        • 2. Fraud prevention and detection
                          • 3. Information systems and technology controls
                            • 4. Loan processing
                              Topic 4: Auditing Financial Services Products25%- Banking products and services
                              • 1. Investment and trust services
                                • 2. Retail banking
                                  • 3. Treasury and cash management
                                    • 4. Commercial lending
                                      Topic 5: Financial Services Auditing25%- Risk assessment and audit planning
                                      • 1. Financial services risk identification
                                        • 2. Audit engagement planning
                                          • 3. Internal control evaluation

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